1.Types of Risk in Financial Services
2. Basel and Operational Risk
3. Causes of Operational Risk
• 3.1 Internal Processes
• 3.2 People
• 3.3 Systems (IT)
• 3.4 External Events
4. Capital Markets Operations
• 4.1Post-Trade Matching
• 4.2Clearing
• 4.3Settlement
• 4.4Custody
5. Measuring and Managing Operational Risk in Capital Markets
• 5.1Operational Risk Cycle
• 5.2Top-Down vs. Bottom-Up Assessment
• 5.3Three Lines of Defence Model
• 5.4Risk and Control Self-Assessment (RCSA)
• 5.5Incident Database
• 5.6Key-Risk Indicators
6. Business Continuity Planning
7. Trends in Operational Risk