Although operational risk management for banks started with Basel II in 2004, it was usually not applied to investment funds until 2010. This course provides participants with a solid understanding of operational risk for investment funds. Because operational risk impacts practically every aspect of the fund industry, it is an important area of focus for all types of investment funds.
Course content
Operational Risk Management for UCITS Funds
Operational Risk in the Financial Sector
Operational Risk for Funds
Functions of a ManCo
Causes of Operational Risk
Business Continuity Plans
Convergence of Operational Risk Causes and ManCo Activities
Measuring and Managing Operational Risk for Funds
Operational Risk Management Cycle
Operational Risk Incident Database
Risk and Control Self-Assessment (RCSA)
Key Risk Indicators (KRIs)
Operational Risk Management for Alternative Investment Funds
Introduction and Framework
AIF Life Cycle
Valuation Risk
Main Specific Operational Risks
Operational Risk in Hedge Funds
Sessions
October 28th, 2025 | 09:00-12:30 – 13:30-17.00 Central European Time
